Article Text

Extended report
Sarilumab for the treatment of ankylosing spondylitis: results of a Phase II, randomised, double-blind, placebo-controlled study (ALIGN)
  1. Joachim Sieper1,
  2. Jürgen Braun2,
  3. Jonathan Kay3,
  4. Salvatore Badalamenti4,
  5. Allen R Radin5,
  6. Lixia Jiao4,
  7. Stefano Fiore4,
  8. Tanya Momtahen4,
  9. George D Yancopoulos5,
  10. Neil Stahl5,
  11. Robert D Inman6
  1. 1Med. Department 1, Rheumatology, Charité University Medicine Berlin, Berlin, Germany
  2. 2Rheumazentrum Ruhrgebiet, Herne, Germany
  3. 3Division of Rheumatology, Department of Medicine, University of Massachusetts Medical School, Worcester, Massachusetts, USA
  4. 4Research and Development, Sanofi, Bridgewater, New Jersey, USA
  5. 5Translational Medicine, Regeneron Pharmaceuticals, Inc., Tarrytown, New York, USA
  6. 6Division of Rheumatology, Toronto Hospital Western Division, Toronto, Canada
  1. Correspondence to Dr Joachim Sieper, Professor of Rheumatology, Charité Medical School, Department of Medicine 1, Campus Benjamin Franklin, Hindenburgdamm 30, Berlin 12200, Germany; joachim.sieper{at}


Objectives The ALIGN study (NCT01061723) evaluated the efficacy and safety of sarilumab, the first fully human monoclonal antibody against interleukin-6 receptor-α (IL-6Rα), in patients with ankylosing spondylitis (AS).

Methods Patients with active AS despite conventional treatment were randomised to placebo, or one of five subcutaneous dose regimens of sarilumab (100, 150 or 200 mg every other week, or 100 or 150 mg every week), for 12 weeks. The primary efficacy end point was the percentage of patients achieving the Axial SpondyloArthritis international Society (ASAS) 20 response criteria at week 12. Secondary endpoints included ASAS40 response, ASAS partial remission, AS Disease Activity Score, high-sensitivity C-reactive protein (hs-CRP) value, and safety.

Results Baseline demographic and disease characteristics of the 301 patients enrolled were similar across treatment groups. At week 12, there was no statistically significant difference in ASAS20 response rate between placebo (ASAS20 = 24.0%) and any sarilumab dose group. A significantly greater reduction in hs-CRP value was achieved with the higher sarilumab doses versus placebo. No other statistically significant differences were evident for secondary efficacy endpoints.

The most common treatment-emergent adverse events reported for sarilumab included infections (non-serious), neutropenia, and increase in alanine aminotransferase. No cases of tuberculosis, opportunistic, or fungal infections, or bowel perforations were reported. Seven patients experienced a treatment-emergent serious adverse event (all in sarilumab treatment groups). No deaths occurred.

Conclusions The ALIGN study shows that IL-6Rα blockade with sarilumab was not an effective treatment for AS. Sarilumab was generally well tolerated with a manageable safety profile.

  • Ankylosing Spondylitis
  • Cytokines
  • DMARDs (biologic)
  • Autoimmune Diseases
  • Inflammation

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Ankylosing spondylitis (AS) is a chronic inflammatory disease that typically develops in the third decade of life,1–3 affecting men about twice as frequently as women.3 A close relationship exists between the prevalence of the HLA-B27 gene and the development of AS, with 80–95% of patients with AS being HLA-B27 positive.4 Traditional therapies, such as non-steroidal anti-inflammatory drugs (NSAIDs), have limited efficacy in many patients. Although biologic agents have significantly improved outcomes, 30–40% of patients experience substantial disease activity despite anti-tumour necrosis factor (TNF)-α therapy.5–7 For some patients, the initial response to anti-TNF-α agents diminishes over time and they are switched to another anti-TNF agent.8 However, if TNF-blockade fails to control AS disease activity, no other treatment options are currently available. Because high levels of TNF-α and interleukin (IL)-6 have been found in biopsy specimens from sacroiliac joints of patients with AS, these cytokines were thought to at least partially mediate the inflammation in AS.9–12 Circulating levels of IL-6 also correlate with spinal inflammation,13 and the clinical and radiological efficacy of TNF-blockade in AS is associated with significant reduction of IL-6 and C-reactive protein (CRP) levels.14 Thus, blockade of IL-6 is an appealing potential therapeutic option.

Tocilizumab (TCZ) is a humanised monoclonal antibody against IL-6 receptor-α (IL-6Rα), and is approved for the treatment of rheumatoid arthritis (RA).15 When the current study was designed and initiated, case reports suggested benefit with TCZ in AS patients who had been refractory to two or more anti-TNF agents.16–19 After the study had been completed, negative results of a placebo-controlled trial of tocilizumab in patients with active AS were reported.20 No anti-IL-6 agent is currently approved for the treatment of AS.

Sarilumab, the first fully human monoclonal antibody directed against IL-6Rα, is currently in development for RA. The phase II ALIGN study reported here evaluated the efficacy and safety of five subcutaneously (SC) administered sarilumab dose regimens versus placebo in anti-TNF-naive patients with active AS despite treatment with NSAIDs.


Study design

ALIGN was a randomised, multicentre, double-blind, parallel-group, placebo-controlled study conducted in 68 study centres in Europe, Canada and the USA (NCT01061723). The study duration was 22 weeks, including 4 weeks of screening, 12 weeks of treatment and 6 weeks of post-treatment follow-up. Patients were randomised with balanced allocation to receive either SC placebo or sarilumab (100, 150 or 200 mg every other week (q2w), or 100 or 150 mg every week (qw), with q2w dosing alternating with placebo) for 12 weeks. Patients were stratified according to levels of high-sensitivity (hs)-CRP (≤1.5 mg/dL or >1.5 mg/dL) at screening and region (Western countries vs non-Western countries). Patients who completed the 12-week treatment period were offered enrolment in a long-term extension study, NCT01118728. Patients who chose not to enrol in the extension study had a post-treatment safety follow-up visit 6 weeks after the end-of-treatment visit. Further details regarding scheduling of clinic visits are provided in online supplemental materials.

This study was performed in compliance with Good Clinical Practice. The appropriate institutional review boards/ethics committees approved the study, and written informed consent was obtained from each patient before study participation.


Consecutively enrolled patients were randomised using a central randomisation scheme generated by an Interactive Voice Response System. All data were collected during scheduled clinic and home visits. Patients included in the study were men and women between the ages of 18 and 75 years, had had active AS for at least 3 months, and Bath AS Disease Activity Index (BASDAI)21 and total back pain score ≥4 at screening and baseline, without complete fusion of the spine, and did not respond adequately to, or were intolerant of, ≥2 NSAIDs (each taken for ≥2 weeks). Patients treated with oral prednisone or equivalent corticosteroids (≤10 mg/day) must have been taking a stable dose for ≥2 weeks prior to baseline. Patients treated with the disease-modifying anti-rheumatic drugs hydroxychloroquine (≤400 mg/day), sulfasalazine (≤3 g/day) or methotrexate (MTX) (≤25 mg/week) must have been on a stable dose ≥12 weeks prior to baseline.

Patients were excluded from the study if they had a past history of non-response to any anti-TNF-α agent or non-response to any other biological treatment for AS, had received treatment with a disease modifying anti-rheumatic drug (DMARD) (except those allowed in the inclusion criteria) or any biological agent within 3 months prior to screening, had received oral prednisone or equivalent corticosteroids >10 mg/day within 6 weeks prior to screening, intramuscular or intra-articular corticosteroids within 4 weeks of screening, or had previously been treated with cyclosporine or azathioprine.

Study objectives and efficacy endpoints

The primary study objectives were to evaluate sarilumab efficacy during the 12-week treatment period according to the Axial SpondyloArthritis international Society (ASAS)2022 outcome measure in patients with AS, and to define the best dose/dosage regimen for further development.

The primary efficacy endpoint was the percentage of patients who achieved the ASAS20 response criteria at week 12. This was defined as an improvement of at least 20% and an absolute improvement of at least one unit relative to baseline on a 0–10 numerical rating scale (NRS) in at least three of the following four ASAS improvement criteria (ASAC-IC) domains: physical function (Bath AS Function Index (BASFI)),23 total back pain, patient global assessment and inflammation (mean of intensity and duration of morning stiffness components from the BASDAI); and no worsening ≥20% and ≥1 unit relative to baseline on a scale of 0–10 NRS in the remaining fourth domain.

Secondary efficacy end points at week 12 included the percentage of patients who achieved: ASAS40 response (as for ASAS20, with improvement ≥40% and absolute improvement ≥2 units), ASAS partial remission (value of ≤2 units on a 0–10 NRS in each of the four ASAS-IC domains), ASAS5/6 response (composite score of six domains ie, ASAS-IC, spinal mobility and hs-CRP, response being 20% improvement in five domains without deterioration in the sixth), and change from baseline in: ASAS individual components, MRI score of the spine (AS spine MRI-active scoring system, ASspiMRI-a), AS Disease Activity Score (ASDAS) score, BASDAI score, Bath AS Metrology Index (BASMI, 11-point scale), hs-CRP value and chest expansion.

The incidences of swollen and tender joints were not captured, and the impact of sarilumab on peripheral disease was not assessed.

Sample size calculation

On the basis of previous trials with biologics in AS, it was assumed that the response rates would be 25% in the placebo group and 60% in at least one of the active treatment groups. With 50 patients per group, the study had ∼80% power to detect a difference of 35 percentage points between any dose of sarilumab and placebo using a two-sided test with α=0.01 due to the application of Hommel's procedure to adjust for multiplicity.

Statistical analyses

Primary efficacy analysis

The primary efficacy end point, ASAS20 response at week 12, was assessed to demonstrate that at least one sarilumab dose differed from placebo. Comparisons made between each sarilumab dose group and the placebo group were adjusted for multiplicity using Hommel's procedure. ASAS20 response at week 12 was analysed using the two-sided Cochran–Mantel–Haenszel test stratified by screening hs-CRP and region. Pairwise comparisons of response rates and 95% CIs for ORs between each sarilumab dose and placebo were derived by testing each active dose group versus placebo separately. The Mantel–Haenszel estimate of the OR and the corresponding 95% CIs were derived the same way.

A last-observation-carried-forward procedure was used to impute any missing ASAS20 components for patients who missed at least one ASAS component at week 12 for any reason. Patients who discontinued study treatment due to lack of efficacy before week 12 were considered as non-responders. Treatment-by-subgroup interactions were also analysed for ASAS20 response.

Secondary efficacy analyses

Binary secondary efficacy end points, for example, ASAS40 response, ASAS partial remission and ASAS5/6 response at week 12 were analysed as defined above for the primary efficacy end point.

An analysis of covariance model, including terms for baseline, treatment, screening hs-CRP level and region, was used to assess treatment differences in change from baseline for continuous efficacy variables. Descriptive statistics including number of subjects, mean, median, minimum and maximum were provided. Additionally, difference in least-square means, the corresponding 95% CIs and the p values were provided for comparisons of each sarilumab dose versus placebo.

Active inflammation in the spine visible on MRI short tau inversion recovery sequence was analysed by applying the MRI score for ASspiMRI-a, as has been described before.24

Safety analysis

Safety summaries were descriptive and no hypothesis testing was conducted. Summary of treatment-emergent adverse events (TEAEs) was based on Medical Dictionary for Regulatory Activities coding of verbatim terms reported by investigators. TEAEs were defined as any AEs that newly developed or worsened, or became serious on or after the day of first dose intake of study drug, up to the day of end of study. The incidences of abnormal laboratory values, vital signs and ECG parameters were recorded.



Overall, 301 patients comprised the intention-to-treat (ITT) population and were randomised to treatment between 4 February 2010 and 21 June 2011 (figure 1). One patient (150 mg qw group) withdrew informed consent prior to the first scheduled treatment and is included in ITT efficacy analyses and excluded from safety analyses. Thirty-nine patients discontinued study treatment before week 12. AEs or lack of efficacy were the most common reasons for treatment discontinuation; other reasons included withdrawal of consent (three patients), randomisation by mistake (two patients) and lost-to-follow-up (one patient). There were no deaths.

Figure 1

Patient disposition. SC, subcutaneous; q2w, every 2 weeks; qw, every week.

Demographics, baseline and treatment characteristics

Baseline demographic and disease characteristics were similar across all treatment groups (table 1). The majority of patients had the HLA–B27 antigen.

Table 1

Patient demographics and baseline characteristics—randomised population

Primary efficacy

At week 12, there was no statistically significant difference in ASAS20 response between placebo (24.0%) and any of the sarilumab doses (24.5, 30.0, 19.2, 30.0 and 38.0%, respectively for 100 mg q2w, 150 mg q2w, 100 mg qw, 200 mg q2w and 150 mg qw) (figure 2A). The response was greatest in the highest dose regimen tested, 150 mg qw (38.0%), but was not statistically significant versus placebo (nominal and adjusted p values >0.05 vs placebo).

Figure 2

Incidence of ASAS20 response – ITT population. Percentage response calculated using the number of ITT patients in the corresponding treatment group within each subgroup as denominator. At week 12, p>0.05 (nominal and adjusted) for all sarilumab-treated groups vs placebo. CRP, high sensitivity C-reactive protein; ITT, intent-to-treat.

A treatment interaction was observed based on screening hs-CRP value with evidence of a significant ASAS20 treatment response among patients with hs-CRP >1.5 mg/dL (p=0.0493). However, this effect appears to be limited to one dose group only (150 mg qw) (figure 2B). Other subgroup interaction analyses for ASAS20 were not significantly different, including gender (men vs women, p=0.8571), race (Caucasian vs all other races, p=0.9998), past history of anti-TNFs (yes vs no, p=0.8373), region (Western countries vs non-Western countries) (p=0.9082), number of prior DMARDs (none, 1, 2, ≥3, p=0.2342) and smoking history (yes vs no, p=0.7207).

Secondary efficacy

Secondary efficacy end points at week 12 showed that the rates of ASAS40 response, ASAS partial remission, and ASAS5/6 response were generally not significantly different from placebo. Only the ASAS5/6 response rate in the 150 mg qw group (n=16, 32.0%) showed a significant difference versus placebo (n=3, 6.0%: p=0.001; OR 6.4 (CI 1.8 to 22.8)) (table 2). In regard to the four individual ASAS core components (back pain, physical function, patient global assessment and inflammation) at week 12, only back pain in the 150 mg qw dose group showed a statistically significantly higher treatment effect (change from baseline) compared to placebo: mean (SD) change −1.6 (2.1) vs −0.8 (1.8), p=0.0344. A significantly higher treatment effect was seen at the higher sarilumab doses compared to placebo for ASDAS score mean (SD) change −0.4 (0.7), −0.8 (1.2), −1.1 (0.8), −1.2 (0.9), and −1.6 (0.9) respectively for placebo, 150 mg q2w, 100 mg qw, 200 mg q2w and 150 mg qw; p=0.0112 for 150 mg q2w and p<0.0001 for each of the other three doses versus placebo.

Table 2

Secondary efficacy endpoints at week 12—ITT population

Sarilumab at doses greater than 150 mg q2w significantly reduced hs-CRP values compared to placebo; mean (SD) mg/dL change that is, placebo −3.7 (19.1), 100 mg q2w −1.2 (17.9, not significant (ns)), 150 mg q2w −5.8 (27.6, ns), 100 mg qw −13.5 (20.3, p=0.0007), 200 mg q2w −11.5 (17.5, p<0.0001), and 150 mg qw −14.3 (15.3, p<0.0001).

Changes from baseline for BASDAI and BASMI scores and chest expansion, were not statistically different from placebo at all sarilumab doses tested. Only small changes were observed for the MRI spine score in all groups (table 2), which did not differ significantly between the placebo-treated and sarilumab-treated groups. Correlation coefficients between change from baseline in MRI score and change from baseline in hs-CRP value at week 12 were 0.04 for the placebo group and ranged from −0.03 to 0.19 for the sarilumab groups (p=ns for all groups).


Mean treatment duration (76.2–81.4 days), treatment exposure (10.5–11.0 patient-years) and overall treatment compliance (94–100%) were comparable across all treatment groups. The proportion of patients who experienced at least one TEAE was ∼twofold higher in the sarilumab groups (64%–78%, and with no clear dose response relationship), compared with 36% in the placebo group (see online supplemental table 1). Infections and infestations, particularly upper respiratory tract infections, were the most common TEAE reported by all groups. Twelve cases of accidental overdose (defined as administration of at least twice the treatment dose during fewer than 6 days) were reported; all cases were asymptomatic.

Overall, 20 patients on sarilumab experienced a TEAE that led to treatment discontinuation, the most frequent being neutropenia (n=6), gastrointestinal disorders (n=5) and increased alanine aminotransferase (ALT) (n=4). All events leading to discontinuation resolved following treatment cessation with the exception of Crohn's disease (n=1; diagnosis reported in a patient with a previous history of colitis and anterior uveitis). Serious TEAEs were infrequent (seven patients). All reported events occurred in the sarilumab groups; of these, five events (one per patient) resulted in treatment discontinuation (neutropenia, ALT increase, helicobacter gastritis, false positive tuberculosis test and epileptic seizure) (further details are provided in the online supplemental table 2). No severe or serious infections were associated with grade 3 (≥500–1000/mm3) or grade 4 (<500/mm3) neutropenia, and no deaths were reported.

Sarilumab was associated with neutropenia and elevations in ALT (>3×upper limit of normal), total cholesterol and low-density lipoprotein. Generally, changes in other laboratory tests, vital signs and ECG parameters were not considered clinically significant.


The ALIGN study showed that SC-administered sarilumab was generally well tolerated but did not demonstrate a statistically or clinically significant effect compared to placebo in patients with active AS who had an inadequate response to, or were intolerant of, NSAIDs. A statistically significant reduction in hs-CRP following SC sarilumab treatment demonstrated that a biological effect of IL-6 blockade was achieved. However, lack of associated clinical or imaging improvement that is, similar reductions in functional and clinical parameters as measured by MRI, BASDAI, BASMI and BASFI scores in placebo-treated and sarilumab-treated patients, further suggests that IL-6 may not play a major role in the inflammatory process underlying AS. The significant reduction observed in the ASDAS score with sarilumab likely reflects inclusion of hs-CRP in this composite measure, suggesting that ASDAS may not be a robust outcome parameter when changes in CRP values could be dissociated from changes in disease activity, as with anti-IL-6 therapies. Variability in the observed efficacy of sarilumab among individual treatment groups in the ALIGN study most likely reflects the inclusion of only 49–52 subjects in each individual treatment group, since no sarilumab dose group yielded a statistically significantly greater proportion of ASAS20 responders when compared to the placebo group (figure 2A, p>0.05 for all groups). Variability of ASAS20 response at week 12 by hs-CRP stratification among sarilumab groups (figure 2B) potentially supports this assertion.

There was no relationship between changes in hs-CRP and changes in the MRI scores, suggesting that the drug did not have an effect on AS disease-specific inflammation.

Although case reports of treatment with TCZ have suggested benefit of IL-6Rα blockade in AS,16–19 a recent 12-week phase II multicentre, randomised, double-blind, placebo-controlled study of TCZ in AS patients did not confirm this. That study used the same primary efficacy end point as the ALIGN study to compare intravenous TCZ 8 mg/kg versus placebo in 102 AS patients (TCZ, n=51; placebo, n=51). Similar to sarilumab, TCZ also failed to reach its primary efficacy end point despite reducing hs-CRP and ASDAS scores.20 These results caution that positive case reports or evidence for a certain pharmacological intervention based on preclinical data, may not always predict the clinical efficacy of a targeted drug in complex diseases of unknown aetiology such as AS. Anti-IL-6Rα therapies have shown efficacy in RA.15 ,25 ,26 Sarilumab was studied in the treatment of RA in the phase II/III MOBILITY study (NCT01061736) using the same five doses as in the current trial. Part A of this study demonstrated efficacy of sarilumab in addition to MTX in patients with active, moderate-to-severe RA who had inadequate response to MTX.27 Several other drugs with proven efficacy in RA, including sulfasalazine, leflunomide, MTX, anakinra, rituximab and abatacept, have been investigated for the treatment of AS and, thus far, none has shown any clear therapeutic efficacy.28 TNF-blockers appear to be effective across a number of inflammatory rheumatic diseases, including RA and AS, whereas, the efficacy of other targeted therapies may be limited to fewer specific indications. Encouraging data from a small study in AS patients evaluating IL-17 blockade, which has shown clinical efficacy in the treatment of psoriasis,29 ,30 will require further confirmation.31

In the current study in AS patients, sarilumab showed a safety profile similar to reports with other IL-6 inhibitors. Infections and laboratory abnormalities, including neutropenia, elevated transaminases and hyperlipidaemia, were the most commonly observed safety findings.


The ALIGN study did not demonstrate efficacy of sarilumab versus placebo for the treatment of active AS, irrespective of a marked reduction in hs-CRP. Thus, the IL-6 pathway does not appear to play an essential role in AS clinical disease activity and may not be an effective drug target for the disease.


The authors would like to thank the study participants, staff and co-investigators at participating centres. The contribution of Celine Luscan (Clinical Trial Manager, Sanofi R&D) is greatly appreciated. Medical writing support was provided by Helen Fosam PhD and Carl V Felton PhD of Prime Medica during the preparation of this paper, supported by Sanofi and Regeneron Pharmaceuticals Inc., Responsibility for opinions, conclusions, and interpretation of data lies with the authors. A full list of ALIGN study investigators is provided in the supplemental materials.


Supplementary materials

  • Supplementary Data

    This web only file has been produced by the BMJ Publishing Group from an electronic file supplied by the author(s) and has not been edited for content.

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  • Handling editor Tore K Kvien

  • Competing interests The ALIGN study was funded by Sanofi and Regeneron Pharmaceuticals, Inc. Joachim Sieper has received research support from AbbVie, Janssen, Merck, and Pfizer, and consultancy/speaker bureau fees from AbbVie, Merck, Eli Lilly, Novartis, Pfizer, Roche and Sanofi. Jürgen Braun has received research support from AbbVie, Janssen, Merck Sharp & Dohme, and Pfizer, and consultancy/speaker bureau fees from AbbVie, Celltrion, Merck Sharp & Dohme, Novartis, Pfizer, Roche and Sanofi. Jonathan Kay has received research support (provided to University of Massachusetts Medical School) from Abbott Laboratories, Ardea Biosciences, Eli Lilly, Fidia Farmaceutici, SpA, Roche Laboratories, and consultancy fees from AbbVie, AstraZeneca, Bristol-Myers Squibb, Celgene, Crescendo Bioscience, EPIRUS Biopharmaceuticals, Genentech, Hospira, Janssen Biotech, medac pharma, PanGenetics, Pfizer, Roche Laboratories, and Sun Pharmaceutical Industries. Robert D Inman has received consultancy fees from Sanofi-Aventis, Pfizer, Amgen, AbbVie, Janssen, and UCB. Salvatore Badalamenti, Lixia Jiao, Stefano Fiore, and Tanya Momtahen are full-time employees and shareholders of Sanofi. Allen R Radin, George D Yancopoulos, and Neil Stahl are full-time employees and shareholders of Regeneron Pharmaceuticals.

  • Ethics approval Appropriate institutional review boards/ethics committees approved the study and written informed consent was obtained from each patient before study participation.

  • Provenance and peer review Not commissioned; externally peer reviewed.