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First update of the international ASAS consensus statement for the use of anti-TNF agents in patients with ankylosing spondylitis
  1. J Braun1,
  2. J Davis2,
  3. M Dougados3,
  4. J Sieper4,
  5. S van der Linden5,
  6. D van der Heijde5,
  7. for the ASAS Working Group
  1. 1Rheumazentrum Ruhrgebiet, Herne, and Ruhr University Bochum, Germany
  2. 2Division of Rheumatology, University of California San Francisco, California, USA
  3. 3Department of Rheumatology, Hôpital Cochin, University of Paris, France
  4. 4Medical Department I, Rheumatology, Benjamin Franklin Hospital, Free University Berlin, and German Rheumatism Research Centre Berlin, Germany
  5. 5Department of Internal Medicine, Division of Rheumatology, University of Maastricht, Netherlands
  1. Correspondence to:
    Prof Dr J Braun
    Rheumazentrum Ruhrgebiet, Landgrafenstr 15, 44652 Herne, Germany; J.Braun{at}


Objective: To update the international recommendations for use of anti-tumour necrosis factor (TNF) agents in the treatment of ankylosing spondylitis.

Methods: The published recommendations on anti-TNF treatment in ankylosing spondylitis formed the basis of the update. A questionnaire was sent to the ASAS (assessment in ankylosing spondylitis) members before the final decisions were agreed upon at an international meeting of the ASAS working group.

Results: Only minor changes to the original consensus statement were required. For the initiation of anti-TNF treatment, there should be: a diagnosis of definitive ankylosing spondylitis (normally based on modified New York criteria); active disease for at least four weeks, as defined by a sustained Bath ankylosing spondylitis disease activity index (BASDAI) of ⩾4 on a 0–10 scale and expert opinion based on clinical findings; refractory disease, defined by failure of at least two non-steroidal anti-inflammatory drugs during a three month period, failure of intra-articular steroids (if indicated), and failure of sulfasalazine in patients with predominantly peripheral arthritis; and application of the usual precautions and contraindications for biological treatment. For monitoring anti-TNF treatment: both the ASAS core set for clinical practice and the BASDAI should be followed after the initiation of treatment. Discontinuation of anti-TNF treatment in non-responders should be considered after 6–12 weeks. Response is defined by improvement of at least 50% or 2 units (on a 0–10 scale) of the BASDAI.

Conclusions: This updated consensus statement is recommended in guiding clinical practice and as a basis for developing national guidelines. Evaluation and regular update of this consensus statement is subject to further research by the ASAS group.

  • AGREE, appraisal and guidelines for research and evaluation
  • ASAS, assessment in ankylosing spondylitis
  • BASDAI, Bath ankylosing spondylitis disease activity index
  • BASFI, Bath ankylosing spondylitis functional index
  • DMARD, disease modifying antirheumatic drug
  • NSAID, non-steroidal anti-inflammatory drug
  • QALY, quality adjusted life year
  • TNF, tumour necrosis factor
  • ankylosing spondylitis
  • tumour necrosis factor α
  • infliximab
  • etanercept
  • adalimumab

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Anti-tumour necrosis factor (TNF) treatment is considered a major advance in the management of patients with ankylosing spondylitis. Recommendations for anti-TNF treatment in patients with ankylosing spondylitis were proposed by the international ASAS (assessment in ankylosing spondylitis) working group in 2003.1 However, it is important to update such recommendations regularly in a rapidly evolving field of research. Therefore, it was decided at the time of publication that the first update would take place within two years. This paper describes the process and results of this update for use of anti-TNF treatment in ankylosing spondylitis.

Several aspects of anti-TNF treatment, including the high costs, make recommendations and guidelines mandatory. There is need to identify patients with active disease, patients who are at risk of severe disease, patients with threatening functional disability, and patients who may have most benefit from anti-TNF treatment. Because limited data are available to answer these questions, the first consensus statement was developed by experts in the field based on data from research and clinical expertise, facilitated by a Delphi questionnaire, and finalised in a formal consensus meeting to provide guidance for initiation, monitoring, and discontinuation of anti-TNF treatment.

These recommendations for anti-TNF treatment in ankylosing spondylitis are provided for use in clinical practice by rheumatologists. However, we hope that they are also adopted by other specialists involved in the treatment of patients with ankylosing spondylitis, to ensure that those with very active and severe disease obtain appropriate treatment from health care providers who have ample experience in the use of these drugs.


The manuscript of the first publication in 20031 served as basis for this paper. Publications from March 2003 onwards were extracted and data were added to the present report. All members of the ASAS international working group received a questionnaire to obtain input on the various aspects of the published recommendations. The results of this questionnaire were presented during a workshop of the ASAS working group on 21 and 22 January 2005 in Amsterdam, Netherlands. Discussion among the participants led to the changes in the consensus statement and recommendations as presented in this manuscript. The ASAS workshop is organised under auspices of the ASAS Steering Committee.

As with the first manuscript, the systematic order followed in the publication of the British National Institute for Clinical Excellence (NICE) has been used in large parts of this manuscript2 and in line with the AGREE instrument3 this paper intends to define the scope, purpose, and potential health impact of the consensus statement.


Background information and general statements

General recommendations

The recommendations are for patients with ankylosing spondylitis but may be followed for severe early forms and for very active patients who do not meet the established New York criteria.4–6

Infliximab and etanercept are both recommended as options for the treatment of patients with active ankylosing spondylitis who are not satisfactorily treated conventionally with non-steroidal anti-inflammatory drugs (NSAIDs).7,8,9,10,11,12 It is expected that adalimumab may be effective but data are limited13 and it has not been registered for the use in ankylosing spondylitis to date.

The use of these agents and follow up of response should be undertaken only by an experienced health care provider such as a rheumatologist specialised in their use. The choice of the anti-TNF drug should be determined by consultation between patient and physician, taking into account differences in treatment schedules and patient preferences. A history of chronic inflammatory bowel disease should influence the decision (for further details see below). Maintenance treatment with infliximab should be at the lowest licensed dose compatible with continuing clinical response. Although most patients seem to need the licensed dose of 5 mg/kg given intravenously in an interval of six weeks, there are some who benefit from 3 mg/kg every eight weeks—as approved for rheumatoid arthritis together with methotrexate (see also below). Etanercept is given weekly in a fixed dose.

It is recommended and strongly encouraged that all clinicians prescribing these agents should preferably register patients on TNF blocker treatment in a national register to collect information on outcome and toxicity of anti-TNF agents.

There are some weak predictors of response to anti-TNF treatment.14 On a group level, patients of younger age and with shorter disease duration seem to do somewhat better, but these factors are too inadequate to apply in clinical practice in an individual patient. The contribution of magnetic resonance imaging (MRI) and C reactive protein is even less strong,15 and the initial values of the Bath ankylosing spondylitis disease activity index (BASDAI) and the Bath ankylosing spondylitis functional index (BASFI) are not predictive of a response. However, overall there are too limited data to make a final statement on the prediction of response to anti-TNF treatment.

At present there is limited evidence to support long term treatment beyond two or more years. For infliximab there is evidence of efficacy and safety for up to three years,16 and for etanercept up to two years.17 Data for longer term treatment are expected but are not yet available. Withdrawal of anti-TNF treatment after years of continuous treatment often leads to clinical relapse.18,19

The evidence for consecutive use of the different agents is limited. As with rheumatoid arthritis, switching from one anti-TNF agent to another has been done but there is limited experience. Early reports on limited patient numbers suggest that the switch is possible and partly successful (unpublished observations).

Published instruments should be used for monitoring of the disease.20,21

The technologies

Tumour necrosis factor α (TNFα) is a pro-inflammatory mediator that has been identified as an important molecule in the pathogenesis of ankylosing spondylitis and related SpA. Abundant messenger RNA of TNFα has been detected in the sacroiliac joints of patients with ankylosing spondylitis.22

The drug profiles were described in detail in the original recommendations.1

Infliximab in a dose of 5 mg/kg given every six to eight weeks has been approved for the treatment of signs and symptoms of patients with active ankylosing spondylitis, Crohn’s disease, psoriasis, and psoriatic arthritis in Europe and the USA. Similarly, approval has been obtained for other unrelated rheumatic diseases such as rheumatoid arthritis and juvenile rheumatoid arthritis. In contrast to rheumatoid arthritis, infliximab is registered as monotherapy for ankylosing spondylitis.

Etanercept in a dose of 25 mg biweekly given as subcutaneous injection has been approved for the treatment of signs and symptoms of patients with active ankylosing spondylitis, psoriasis, and psoriatic arthritis in Europe and the USA. Similarly, approval has been obtained for other unrelated rheumatic diseases such as rheumatoid arthritis and juvenile rheumatoid arthritis.

Adalimumab in a dose of 40 mg given every other week by subcutaneous injection is approved for rheumatoid arthritis in Europe and the USA, but not for ankylosing spondylitis at present. There is only one open pilot study suggesting that it is of benefit in ankylosing spondylitis at a dose of 40 mg every other week.13 Double blind randomised clinical trials are ongoing.

Clinical effectiveness in ankylosing spondylitis

Data on clinical effectiveness have recently been extensively reviewed.23 All important initial studies were cited in the first manuscript.1 More recent studies are available providing additional evidence on infliximab,10,15,16,18 etanercept,7,8,25–27 and adalimumab.13 For the latter, two randomised controlled trial are ongoing. The clinical efficacy of infliximab and etanercept is substantiated by studies using MRI,24–26 showing a clear reduction in acute inflammation in the spine and sacroiliac joints.


There is substantial evidence from the randomised controlled trial that the quality of life in patients with ankylosing spondylitis treated with anti-TNF treatment is increased to a useful extent. There are early hints that an influence of socioeconomic variables is likely.28 Costs per QALY (quality adjusted life year) have been calculated, suggesting the cost-effectiveness of the compound.29 In that study, the cost of treatment with infliximab was found to be partly offset by reductions in the cost of the disease, leading to a cost per QALY gained in the vicinity of €20 000–30 000 in the short term, but potentially below €7500 in the long term. However, more data are clearly needed to answer this question fully.


The results of the available clinical trials provide strong evidence of the clinical effectiveness of infliximab and etanercept, and are supported by data on continuation of treatment for up to three years. In contrast to rheumatoid arthritis, no disease modifying antirheumatic drugs are known to have a beneficial effect on axial disease in ankylosing spondylitis.23

The optimal doses of both agents are somewhat uncertain as no direct comparative studies have been undertaken. For infliximab, a dose of between 3 mg/kg and 5 mg/kg and treatment intervals between six and 14 weeks have been used. At present, most data are available for the dosage of 5 mg/kg every six weeks. However, lower doses and longer intervals may also work in subgroups of patients, and the value of adding an immunosuppressant such as methotrexate or azathioprine—as has been discussed in Crohn’s disease30—to increase the effect of infliximab is as yet unclear.31

No clear advantage of either agent has been substantiated. The lack of efficacy of etanercept in Crohn’s disease32 suggests that this drug should not be the first choice in patients with ankylosing spondylitis with concomitant Crohn’s disease. There are even some hints that etanercept may trigger flares of underlying Crohn’s disease.27 There is strong evidence that infliximab is effective in Crohn’s disease for colitis.30,33 There is one small study showing efficacy for arthritis in patients with Crohn’s disease associated with spondyloarthritis.34 Both agents were shown to work in psoriasis and in patients with psoriatic arthritis, all in randomised controlled trials.35–37 There is some efficacy also in patients with undifferentiated spondyloarthropathy,38,39 but data are still limited.


Using conservative estimates of the ankylosing spondylitis prevalence of 0.1%, an estimated 600 000 people in Europe and at least 300 000 in the USA have ankylosing spondylitis. On the basis of available data banks, about a third of these patients have severe disease. Thus more than a million European and American patients with ankylosing spondylitis are potential candidates for this treatment. The numbers of patients with contraindications to this treatment (in rheumatoid arthritis, 15%), those who do not respond to it, and those who withdraw for other reasons (in ankylosing spondylitis, about 20% in the first year) have to be subtracted when calculating the number of possible patients for continuous treatment.

The differences in the ways of administration between infliximab and etanercept also need to be mentioned in this regard as infliximab is infused while etanercept may be self injected. Thus a greater demand for day care facilities can be expected for treatment with infliximab. The patients seem to have no clear-cut favoured mode of administration (unpublished observations). The current drug costs are still a major factor in the decision making process of rheumatologists all over the world.

Further research

The long term impact of anti-TNF treatment in ankylosing spondylitis is unclear at present. There is need for further study of the effects of anti-TNF treatment on radiological progression. A reduced risk of joint damage and disability may lessen the frequency of hip joint replacements and other types of surgery. The possibility of discontinuation of treatment after long lasting benefit18 needs to be further evaluated. Whether the addition of immunosuppressants may decrease the need for high doses and short treatment intervals with infliximab31 needs further study.

The use of biological registries is highly recommended.


Clinicians treating patients with ankylosing spondylitis should review their current practice in line with the guidance provided in this report. Each patient treated should be documented and recorded.

These recommendations are published in the official journal of EULAR and are available on the website of the Annals of Rheumatic Diseases ( and on the ASAS website (

Results from the questionnaire

Fifty one per cent of the ASAS members (37/72) responded to the questionnaire. Of these, 87% used the criteria in clinical practice and stated that they were helpful. Fewer members believed that the criteria were also helpful in negotiations with payers (66%). Also, 66% considered the criteria would be accepted in their country by rheumatologists. In contrast, only 50% of the participants were fully satisfied with the present recommendations and 55% proposed that some changes should be made. During the ASAS meeting in Amsterdam each aspect of the recommendations was reviewed and the audience voted whether it should be changed. By the end, there were only very minor changes to the published recommendations. The discussion and these changes are reported here. The full recommendations are presented in table 1.

Table 1

 Specification (definition of the terms)

Consensus guidance for treatment of ankylosing spondylitis with biological agents


Again, there was agreement that for a definite diagnosis of ankylosing spondylitis the modified New York criteria should be applied. However, it was recognised that there is a wider range of spondyloarthritides, especially early forms of undifferentiated spondyloarthritis, with predominant axial involvement5,6 or other manifestations or both, which are not covered by these criteria and which might also benefit from treatment with anti-TNF treatment. There is a potential for modern imaging techniques such as MRI and ultrasound to establish a diagnosis of spondyloarthritis earlier, but there has been no general consensus on that, and those techniques have not been used in the trials for that purpose.

Disease activity

After some discussion it was confirmed that for the assessment of disease activity both the BASDAI and an expert opinion are required. Moreover, a BASDAI cut off of ⩾4 for active disease and the definition of the expert opinion were also confirmed. It was discussed whether activity on MRI or a raised C reactive protein, as objective signs of inflammation, should be mandatory before starting anti-TNF treatment. However, clear data supporting such a strategy are lacking. The only data that are available so far do not support this for individual patients.18

Failure of standard treatment

Most discussion and changes occurred in this part of the recommendations. Although, the general idea did not change, participants felt that a clarification of the recommendations would be helpful. It was intended in the first consensus statement that patients who receive anti-TNF treatment for axial symptoms do not need to be treated with DMARDs such as sulfasalazine and methotrexate before the initiation of treatment. This is now explicitly stated in table 1. Moreover, the wording relating to the use of corticosteroid injections for peripheral arthritis was changed slightly. For patients with peripheral arthritis, treatment with sulfasalazine is a prerequisite. However, there was near full agreement that the use of methotrexate in these patients should not be a prerequisite. As current evidence is lacking to support local corticosteroid injections for enthesitis, this statement was changed to “must have failed appropriate local treatment.”


No specific changes were recommended for this part, but participants felt it important to add a statement about pregnancy. There is limited information on fathering a child and on pregnancy during the use of anti-TNF treatment. However, based on one publication40 and on post-marketing surveillance, outcome of pregnancy while one of the parents was using anti-TNF treatment does not seem to be different from what would have been expected. It should be noted that regulatory agencies do state that one should wait for six months after the last dose before planning a pregnancy.40

Monitoring and withdrawal

No changes were made to the recommendations for monitoring and withdrawal of treatment following lack of response.


This is the first update on the 2003 consensus statement on the initiation, monitoring, and withdrawal of anti-TNF treatment in ankylosing spondylitis. Overall, there was a good acceptance of the published consensus statement and recommendations among the ASAS experts. Although about half the participating ASAS members suggested some changes when asked by questionnaire, very few changes were felt necessary after discussions during a consensus meeting.

It is hoped that this consensus will again be widely accepted and implemented. The consensus is the product of a multinational committee which has a dedicated interest in treating patients with ankylosing spondylitis. Another evaluation and update will published in two years.



A Adebajo, UK; A Boonen, NL; FEJ van den Bosch, Belgium; J Brandt, Germany; J Braun; Germany*; R Burgos Vargas, Mexico; D Clegg, USA; E Collantes Estevez, Spain; J Darmawan, Indonesia; J Davis, USA*; BAC Dijkmans, NL; M Dougados, France*; T Duruöz, Turkey; J Edmonds, Australia; P Géher, Hungary; C Gonzalez-Fernandez, Spain; J Gu, China; F Guillemin, France; DMFM van der Heijde, NL*; I Horst van der Bruinsma, NL; F Huang, China; R Inman, Canada; L Gossec, France; MA Khan, USA; L Köhler, Germany; T Kvien, Norway; R Landewé, NL; SJ van der Linden, NL*; A Linssen, NL; J Listing, Germany; W Maksymowych, Canada; M Matucci-Cerinic, Italy; H Mielants, Belgium; I Olivieri, Italy; T Pham, France; J Reveille, USA; M Rudwaleit, Germany; C Salvarani, Italy; J Sieper, Germany*; MA Stone, Canada; R Sturrock, UK; R Valle, Columbia; K de Vlam, Belgium; U Weber, Switzerland; M Weisman, USA; H Zeidler, Germany.

*Steering Committee Members.


We acknowledge the contributions of the ASAS members who either participated in the meeting and/or completed the questionnaires (listed in the appendix).

The ASAS working group is financially supported by unrestricted grants from Abbott, Amgen, Centocor, Merck, Schering Plough, and Wyeth. The consensus meeting was organised under auspices of the steering committee of ASAS.


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  • Published Online First 11 August 2005