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ASAS/WHO ICF Core Sets for ankylosing spondylitis (AS): how to classify the impact of AS on functioning and health
  1. A Boonen1,
  2. J Braun2,
  3. I E van der Horst Bruinsma3,
  4. F Huang5,
  5. W Maksymowych4,
  6. N Kostanjsek6,
  7. A Cieza7,
  8. G Stucki7,
  9. D van der Heijde8
  1. 1
    Department of Internal Medicine, Division of Rheumatology, Maastricht University Medical Centre, Maastricht, The Netherlands
  2. 2
    Ruhrgebiet Centre for Rheumatology, Herne, Germany and Benjamin Franklin Free University of Berlin, Department of Rheumatology, Berlin, Germany
  3. 3
    Department of Rheumatology, VU University Hospital, Amsterdam, The Netherlands
  4. 4
    Department of Medicine, Alberta Heritage Foundation for Medical Research, University of Alberta, Edmonton, Alberta, Canada
  5. 5
    Department of Rheumatology, Chinese PLA General Hospital, Beijing 100853, China
  6. 6
    Classification, Assessment, Surveys and Terminology Team, World Health Organization, Geneva, Switzerland
  7. 7
    ICF Research Branch, WHO FIC Collaborating Centre (MDI), IMBK, Ludwig-Maximilians-University and Department of Physical Medicine and Rehabilitation, Ludwig-Maximilians-University, Munich, Germany
  8. 8
    Leiden University Medical Centre, Leiden, The Netherlands
  1. Correspondence to Dr A Boonen, Maastricht University Medical Centre, Department of Internal Medicine, Division of Rheumatology, P Debyelaan 25, 6229 HX Maastricht, The Netherlands; a.boonen{at}mumc.nl

Abstract

Objective: To report on the results of a standardised consensus process agreeing on concepts typical and/or relevant when classifying functioning and health in patients with ankylosing spondylitis (AS) based on the International Classification of Functioning and Health (ICF).

Methods: Experts in AS from different professional and geographical backgrounds attended a consensus conference and were divided into three working groups. Rheumatologists were selected from members of the Assessment of SpondyloArthritis international Society (ASAS). Other health professionals were recommended by ASAS members. The aim was to compose three working groups with five to seven participants to allow everybody’s contribution in the discussions. Experts selected ICF categories that were considered typical and/or relevant for AS during a standardised consensus process by integrating evidence from preceding studies in alternating working group and plenary discussions. A Comprehensive ICF Core Set was selected for the comprehensive classification of functioning and a Brief ICF Core Set for application in trials.

Results: The conference was attended by 19 experts from 12 countries. Eighty categories were included in the Comprehensive Core Set, which included 23 Body functions, 19 Body structures, 24 Activities and participation and 14 Environmental factors. Nineteen categories were selected for the Brief Core Set, which included 6 Body functions, 4 Body structures, 7 Activities and participation and 2 Environmental factors.

Conclusion: The Comprehensive and Brief ICF Core Sets for AS are now available and aim to represent the external reference to define consequences of AS on functioning.

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Ankylosing spondylitis (AS) predominantly affects the axial skeleton with inflammation of the sacroiliac joints and spine as the hallmark.1 Peripheral arthritis, enthesitis, uveitis, psoriasis and inflammatory bowel disease can add to the burden of the disease. Pain, stiffness, fatigue and limitations in spinal mobility are the main impairments and result in a variety of limitations in activities and restrictions in participation in life situations.2 The relationships between impairments, activity limitations and participation restrictions can be influenced by contextual factors, including social support, job demands and personal factors.

Recommendations for outcome assessment of AS were proposed by the ASAS/OMERACT group.3 4 The nine selected domains comprise pain, stiffness, physical function, fatigue, spinal mobility, peripheral joints, enthesis, x rays of the spine and laboratory assessment of inflammation. The ASAS/OMERACT Core Set was not primarily developed to assess the impact of the disease on functioning but to measure all aspects of outcome. Drug toxicity, employment and wellbeing, for example, were part of the candidate domains but not selected in the final core set. Moreover, the ASAS/OMERACT Core Set aims to be a recommendation for the minimal domains to be measured in trials or for clinical record keeping realising that other domains might be relevant. Interestingly, the finally selected domains all belong to the broad concept “functioning”. It is important to realise that the selected domain “function” was limited to physical function and that it was not further detailed which aspects of physical function are relevant for the assessment. The selection of the ASAS/OMERACT domains did not include the perspective of non-rheumatologist health professionals or patients and it ignores the relationships among domains. Taken together, it would have advantages in identifying all aspects of “what to measure” when examining the impact of AS on global functioning, based on the perspectives of all stakeholders and departing from a specific model that recognises the complexity of global functioning. Such a detailed selection of subdomains or “building stones” that are relevant for functioning could serve as an external reference. It can be the starting point for the global assessment of patients and also for studying functioning and health and for the development of new instruments.5 6

With the approval of the International Classification of Functioning, Disability and Health (ICF),7 8 one can rely on a universally agreed and understood framework and classification to define the spectrum of problems in functioning of patients. The framework endorses the bio-psycho-social model, recognising the influence of contextual (environmental and personal) factors on functioning and disability. The classification offers a detailed list of ICF categories necessary to describe functioning. In the ICF’s hierarchical classification system, each component (body functions, body structures, activities and participation and environmental factors) is described by chapters that contain altogether 1545 categories of the second, third and fourth levels. The third and fourth level categories are specifications of the less specific second level.9 It would be neither feasible nor informative to assess all aspects of functioning when knowing that these are not typical or relevant for that disease. Therefore, to be able to apply the ICF classification in medicine, the so called ICF Core Sets are developed which are lists of ICF categories specific for that disease.10 11 The disease-specific Comprehensive ICF Core Set (C-ICF-CS) are selections of ICF categories to guide multidisciplinary assessments and facilitate research on functioning and health,12 while the Brief ICF Core Set (B-ICF-CS) can be used to describe patients during clinical studies. ICF Core Sets are developed according to a standardised consensus procedure (SCP), enhancing comparability across disease.13

The objective of this paper is to report on the results of the SCP that integrates evidence from preceding studies to develop Comprehensive and Brief-ICF-CS for AS.

Methods

Following an SCP, experts in AS from different geographical areas integrated evidence from preceding studies into ICF Core Sets during a 3 day consensus conference (online supplementary figure).

Expert rheumatologists were selected from the full member list of the Assessment SpondyloArthritis international Society (ASAS), assuring representation of all world regions. ASAS members have an established record in the field of AS as membership requires a dedicated interest in spondylitis and a minimum of publications in the field.14 Non-rheumatologist expert health professionals were recommended by ASAS members. In line with the standardised approach for all ICF consensus conferences, it was intended to establish three working groups, each consisting of five to seven participants. This number assures representation of the different health professionals and geographical areas and enhances the possibility of contribution of each individual in the discussions.

Preceding studies included qualitative studies to identify which aspects are typical and/or relevant for functioning in AS according to health professionals (Delphi exercise), patients (focus interviews) and outcome research (literature review).11 The concepts revealed in these steps were linked to the closest ICF category. In addition, empirical data collection with the ICF checklist among patients provided quantitative information on the relevance of the category for patients.12 Overall, 374 ICF categories at the second, third and fourth ICF level were identified in the preceding studies with 93 (24%) categories on Body functions, 58 (15%) on Body structures, 146 (38%) on Activities and participation and 77 (20%) on Environmental factors.

After the training in the ICF, participants were asked to read the compiled categories from the preceding studies. For each second level category, they were asked to give an individual vote (yes/no) as to whether this category was relevant and/or typical for AS and should be included in the C-ICF-CS. Subsequently, the SCP was started, which involved alternating group and plenary discussions. The Appendix (online supplementary figure) explains in detail the steps and the agreement rules for inclusion and exclusion of the categories. In part I categories from the preceding studies for the C-ICF-CS and in part II categories for the B-ICF-CS were selected. For the C-ICF-CS categories were selected from the list of categories obtained from the preceding studies. The first cycle was intended to decide on inclusion or exclusion of the second level categories and the second cycle to decide on inclusion or exclusion of the more specific third or fourth level categories. Selection of categories for the B-ICF-CS was limited to categories included in the C-ICF-CS and involved individual ranking followed by plenary agreement on the number of categories for each component to be included. For the C-ICF-CS, participants were instructed to choose as few categories as possible but as many as necessary for global assessment. For the B-ICF-CS participants had to consider the minimum number of categories important for clinical trials.

Results

Nineteen experts (13 rheumatologists, three physiotherapists, one specialist nurse, one occupational therapist and one psychologist) from 12 different countries (12 from Europe, four from North America, one from Asia and one from Mexico and South America each) attended the consensus conference that was held in September 2007 in Nottwill, Switzerland. Each working group comprised rheumatologists, one physiotherapist and one other health professional. Each working group was chaired by a person from a different world region (IEvdHB, Europe; WM, North-America and FH, Asia). The plenary discussions were facilitated by the coordinator (JB).

Comprehensive ICF Core Set

Tables 1–4 show the ICF categories included in the C-ICF-CS. The 80 categories comprised two categories at the first level (chapters), 54 categories at the second level, 12 at the third level and 12 at the fourth level. The 56 higher level categories (first and second level) were made up of 12 (21%) categories from the component Body functions, seven (13%) from Body structures, 24 (43%) from Activities and participation and 13 (23%) from Environmental factors. When combining the point of decision on inclusion in the table with decision process described in the Appendix, it is possible to have an approximate impression of the level of agreement for each specific category.

Table 1

International Classification of Functioning, Disability and Health (ICF)—categories of the component “Body functions” included in the Comprehensive ICF Core Set for ankylosing spondylitis

Table 2

International Classification of Functioning, Disability and Health (ICF)—categories of the component “Body structures” included in the Comprehensive ICF Core Set for ankylosing spondylitis

Table 3

International Classification of Functioning, Disability and Health (ICF)—categories of the component “Activities and participation” included in the Comprehensive ICF Core Set for ankylosing spondylitis

Table 4

International Classification of Functioning, Disability and Health (ICF)—categories of the component “Environmental factors” included in the Comprehensive ICF Core Set for ankylosing spondylitis

Within the Body functions, the majority of identified categories belong to chapter 7 Neuromusculoskeletal and movement-related functions and chapter 2 Sensory functions and pain. In the plenary discussions it was noted that b6601 Functions related to pregnancy was identified as relevant in the Delphi by 84%. In a final vote this category was not selected, favouring the opinion of those who felt frequency of impairments in pregnancy were insufficiently examined to decide whether this is typical. Similarly, several experts reminded the group that patients were more susceptible to infections or allergies (b435 Immunological system functions). In the final vote this category was not selected, favouring the argument that this susceptibility is probably subjective, and not supported by research evidence. Further, the category b1801 Body image was discussed. Some argued that patients might suffer emotionally from their altered posture. The final vote favoured those stating that the body image of patients with AS is realistic and not distorted and that the emotional aspects of this “true” change are reflected in b152 Emotional functions.

Of the seven categories at the second level of the component Body structures, five belonged to chapter 7 Structures related to movement. Most categories were further specified into more specific categories. The plenary discussion concentrated first on the relevance of enthesitis, osteoporosis and influence of muscle composition. This resulted in the inclusion of the category s770 Additional musculoskeletal structures related to movement with the three specifications s7700 Bones, s7702 Muscles and s7703 Extra-articular ligaments to cover these aspects of the disease. Further the point was raised that “postural change” is a typical structural impairment with relevant impact on functioning but not represented by a specific ICF category. It was decided to add this higher level structural impairment (structural impairment not covered; s-nc) to the component Body structures.

Of the 24 categories of the component Activities and participation most belong to chapter 4 Mobility (seven categories) and chapter 5 Self-care (five categories). In the plenary discussions there was split opinion on the inclusion of d240 Handling stress. Some stated that AS does not impair the possibility to handle stress. The plenary vote favoured the argument that there is increasing evidence that acute and chronic inflammation alters the stress response and therefore the disease itself poses an additional challenge to handling stress.

The component Environmental factors was represented by 13 categories at the first or second level of the ICF hierarchy. Most belong to chapter 1 Products and technologies (six categories) and chapter 5 Services, systems and policies (five categories). In the plenary discussion it was specified that the category e580 Health services, systems and policies covers the concept “delay in diagnosis”, which had been raised in the Delphi among experts as well as during focus interviews with patients as an important barrier. Further, it was decided to include chapter 3 Support and relationships and chapter 4 Attitudes at the chapter level without specification into lower-level categories (specifying the group of people whose attitudes and support are relevant such as family, friends, health professionals, people in position of authority, etc) because experts found it difficult to decide whose attitudes and support are most relevant for patients. Finally, experts discussed category e225 Climate. Despite some evidence that working in cold and humid environment hampered worker participation, it was concluded that this was an atypical/uncommon situation and that for overall functioning or health, climate was not a typical (objective) facilitator or barrier.

The asterisks in tables 1–4 denote the categories that would not have been selected based on the individual votes, when accepting a threshold of 75% agreement. This threshold was chosen because this was the threshold for consensus of a category for the first working group vote. Nine categories were included in the C-ICF-CS that would not have been selected based on the individual votes only.

Brief ICF Core Set

Of the 56 second level categories from the C-ICF-CS, 19 (35%) were selected for the B-ICF-CS, of which six (32%) were from the component Body functions, four (21%) from Body structures, seven (37%) from Activities and participation and two (11%) from Environmental factors (table 5). No category was specified at the lower level.

Table 5

International Classification of Functioning, Disability and Health (ICF)—categories included in the Brief ICF Core Set for ankylosing spondylitis

Although rheumatologists favoured the inclusion of Seeing functions and Structures of the eye as typical for AS, most other health professionals argued against inclusion since they felt attacks are usually temporary without major impairments and that treatment-resistant uveitis is rare. In the final vote Seeing functions were not selected for the Brief Core Set. Using the same argument, the category Structures of the respiratory cage was discussed and not selected.

Discussion

An SCP integrating expert knowledge on AS and evidence from preceding studies, has led to the definition of the ICF Core Sets for AS. The core sets aim to represent what is typical and relevant for functioning and health in AS. The C-ICF-CS is meant for multidisciplinary assessment and outcome research and the B-ICF-CS for clinical studies. By using the universally accepted language of the ICF and a standardised approach, comparisons across disease will now become possible.13 Since ICF Core Sets will have unique but also shared categories across diseases, this will offer opportunities to specify or generalise intervention programmes or research across disease.

In view of the clinical heterogeneity of AS, experts first agreed that spinal and extraspinal articular disease as well as uveitis were unique and typical manifestations of AS that should be considered when defining the core sets. Other AS-related comorbidities such as clinical inflammatory bowel disease and psoriasis were considered to add to the burden of disease and it was preferred to assess these in separate core sets.

Altogether, 80 categories were selected for the C-ICF-CS and 19 for the B-ICF-CS. Consistent with the consequences of the inflammatory process in the spine, peripheral joints and enthesis, the majority of the categories relate to pain, movement and mobility. In addition, impairments in energy and drive, sleep and emotional functions as well as restrictions in a large number of activities and life situations (participation) were considered important for the core set. Consistent with the bio-psycho-social model of disease, 17% of all selected categories belonged to the component environmental factors. Experts felt strongly about the role of drugs and of support and relationships as reflected by the inclusion of this category and chapter respectively in the Brief Core Set.

The organisers of the conference took great care to invite experts in AS from different professional backgrounds and different countries. Although not an easy task, it proved useful as became clear during the plenary discussions of categories for which no consensus was achieved in the working group votes. For example, physiotherapists had a strong input to reasons for including b740 Muscle endurance functions and d920 Recreation and leisure, the psychologist contributed arguments when discussing b152 Emotional functions, b1801 Body image and d240 Handling stress, the rheumatology nurse added arguments for inclusion of d910 Community life.

Experts enjoyed the SCP and felt they had achieved an important step in defining functioning in AS. One of the main advantages that were mentioned is that it will help in the study of the complexity of functioning in AS (see article on page 108).15 Notwithstanding they also had concerns. The ICF classification and language is not always easy to understand. Also, when selecting categories for the B-ICF-CS, experts encountered difficulties, partly because perspectives of different health professionals diverged, and partly, because it was difficult to judge which categories (within and across components) would actually provide redundant opposed to distinct information about the patients’ abilities. It is clear that the core sets are first versions that will need extensive validation (fig 1) not only with regard to “truth” for the entire spectrum of patients and for all perspectives and geographical regions, but also with regard to reliability and feasibility. In rheumatoid arthritis test–retest repeatability of the C-ICF-CS was moderate with agreement for all categories of the core set in 57% and 59% of patients for inter- and intrarater (2 week interval) reliability, respectively. Repeatability improved for some categories after collapsing the five-level qualifier system into three levels.16 Probably, also the wording of the categories and unfamiliarity of professionals and patients with ICF interviews contribute to the moderate reliability.

Figure 1

Illustration of the process to develop and further validate the International Classification of Functioning and Health (ICF) Core Set for ankylosing spondylitis (AS).

Sensitivity to change of the C-ICF-CS 6 months after the start of disease-modifying antirheumatic drugs in rheumatoid arthritis was moderate and associations with changes in disease activity and other patient reported outcomes were weak.17 It should be noted also that changes in established outcomes in this trial were low.

One of the future directions for the ICF, therefore, is to measure categories by items (and scores) from existing questionnaires. Applying item response theory (IRT), it was possible to constitute a psychometrically sound interval scale when integrating items from several existing instruments that deal with a similar ICF category; in this case example the category b130 Energy and drive functions.18 IRT will also have a role in further validation of the ICF Core Sets to confirm that the categories belong to the same dimension “functioning and health” and identify whether certain categories are redundant. An exploratory study applying IRT to interviews of 111 patients with AS using a preliminary ICF checklist for AS (after exclusion of environmental factors), showed that four categories did not fit the unidimensionality. Category d850 Remunerative employment had a negative misfit, indicating the ability to work does not share the unidimensionality of “functioning” with the remaining categories. The categories (d560 Drinking; d6200 Shopping and d830 Higher education had a negative misfit, which indicates they are too highly correlated or are redundant with other categories. These results need to be confirmed in large patient samples.5 The large number of ICF categories included in the C-ICF-CS, with an assessment time between 30 and 45 min, might be a potential drawback. However, it should be realised that functioning is complex and we should not try to reduce the necessary categories with the risk of ignoring an important building block. Further, computer-assisted testing will help in the future to efficiently measure aspects of outcome in individual patients using only fragments of large computerised item pools.18

In conclusion, the C-ICF-CS for comprehensive classification and the B-ICF-CS for clinical studies in AS are now available. The core sets aim to represent the new reference to define functioning in AS and facilitate clinicians’ and researchers’ efforts to incorporate a patient-oriented, multilevel and comprehensive view on functioning with AS.

Acknowledgments

We thank the Assessment of SpondyloArthritis international Society (ASAS) for the restricted grant to organise the consensus conference. Further, we are most grateful to Marian Curfs and Femke Hoekstra of Maastricht University Medical Centre and to Inge Kirchberger and Silvia Neubert and Areniello Giuseppin of the GA Zäch Research Institute in Nottwil for excellent assistance in the organisation of the conference. Further we acknowledge all participants of the conference without whose unconditional contribution it would not have been possible to define the ICF Core Sets for AS: Jan Brandt (Berlin, Germany), Ruben Burgos Vargos (Mexico City, Mexico), Aileen Davis (FT, Toronto, Canada), Irene van Echteld (Tilburg, Netherlands), Carlos Gonzales (Madrid, Spain), Hilldrun Haibel (Berlin, Germany), Wim van Lankveld (Nijmegen, The Netherlands), Cathy Mallon (Edmonton, Canada), Rikke Helene Moe (Oslo, Norway), Karin Niedermann (Zürich Switzerland), Millicent Stone (Bath, UK), Rafaël Valle-Oňate (Bogota, Colombia), Ulrich Weber (Zurich, Switzerland), Salima van Weelij (Amsterdam, The Netherlands), Ruth Wittoek (Gent, Belgium).

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